13f filings dates. The Heat Map/WhaleIndex/13F statistics pages are not updated until 1-2 days AFTER the 13F filing deadline. 13F Filings - Fintel. Rule 13f-1(a) provides that every Manager which exercises investment discretion with respect to accounts holding Feb 7, 2025 · The effective date for Rule 13f-2 and Form SHO was Jan. Top holdings included AAPL, AXP, BAC, KO, and CVX Sep 30, 2025 · The most recently filed 13Fs Form 13F must be filed quarterly by institutional investment managers with at least $100 million in assets under management within 45 days after the close of December, or by February 14 of the following calendar year. due 10 days following the event triggering the filing. Dec 9, 2024 · Filing Deadlines 13F (Quarterly): Form 13F is due 45 days after the end of each fiscal quarter February 14, 2025 May 15, 2025 August 14, 2025 November 14, 2025 N-PX (Annually): Form N-PX is due no later than August 31 of each year for the most recent 12 month period ended June 30. The deadline for 13F's is 45-days after the end of the quarter. ↩ 2. Including the de minimis exemption Other Filing Deadlines: 13F: 45 days after each calendar quarter (2/14, 5/15, 8/14, 11/14). NOVEMBER 7th: SEC Form 13G 10% 14th: AIFMD Annex IV - Fund of Funds 14th: SEC Form 13F Quarterly 14th: SEC Form 13G 5% 14th: NFA Form CTA-PR 14th: SEC Form SHO Jan 7, 2025 · Initial and amended filing deadlines vary by filing type so current and prospective filers should consult with their Kirkland attorneys to determine when their filings are due, but one significant change is that filings that had an annual deadline now have a quarterly deadline. The data is presented without change from the “as-filed” submissions and in a Jan 10, 2025 · The article titled "Annual and Periodic Reporting and Compliance Requirements Applicable to Investment Managers," published by Day Pitney on January 8, 2025, outlines key filing deadlines and compliance dates for investment managers in the upcoming year. Oct 1, 2025 · Schulz Wealth, LTD. e. Jan 8, 2024 · 1. Jul 24, 2025 · Form 13F Filings open a window into the investment decisions of the best and biggest U. However, the filings are required the following quarter from the reporting period, which means that by the time the filing is made (and we see them), the information could be five If a filing is submitted after 5:30 p. The The deadline for making certain initial, annual and amended securities filings for the year ended December 31, 2024 is Friday, February 14, 2025. **NOTE: This resource does not address all potential regulatory reporting and compliance obligatio Form 13F was adopted pursuant to statutory directive designed to increase the public availability of information regarding the securities holdings of larger institutional investors. investors. Filings submitted after 5:30 p. m. August 31, 2025 SEC Calendar Holidays Stay compliant with the SEC's regulatory requirements for investment adviser firms. Download regulatory filings calendars to meet requirements from the SEC, FCA, FINRA, & more. 2, 2024, and the compliance date for such rule and form was Jan. ↩ 3. 78m(f)] (“Exchange Act”) and rule 13f-1 [17 CFR 240. It covers important dates for filings such as Form SHO, Form 13F, Schedule 13G, Form 13H, and CPO/CTA Certifications, among others. Form 13F and Form 13H are submitted through the SEC’s electronic filing system, which does not accept filings made on weekends. Aug 13, 2025 · Full Text Search Find keywords and phrases in more than 20 years of EDGAR filings, and filter by date, company, person, filing category, or location. These reports are called 13F reports. Learn how to use it for your investing. VAUGHAN & Co SECURITIES, INC. C. SEC Filing Calendar 2024 deadlines for various forms - 10K, 10Q, 12b-25, D, SC13D, SC13G, 13H, Reg A, Section 16 and more. Stay on track with filing and reporting deadlines in Q2 2025. Eastern Time, it will not be deemed filed with the SEC until the following business day (except for filings made pursuant to Rule 462(b) and Section 16 filings, which will receive the date of the actual filing if filed by 10:00 pm Eastern Time). The due date for filing for the beneficial ownership statement depends on the category of the initial Schedule 13G filer. Institute for Wealth Management, LLC. Qualified Institutional Investor – 13d-1 (b) Jan 1, 2025 · SEC Deadlines for registered SEC EDGAR filing agents. I. . Aug 21, 2025 · Learn about SEC Form 13F, a mandatory quarterly filing for managers with $100M+ AUM. The Form 13F data sets are extracted from the eXtensible Markup Language (XML) based portion of Form 13F submissions in EDGAR. 2, 2025, with initial Form SHO filings originally due by Feb. Oct 1, 2025 · Discover the most recent SEC 13F filings on this page. Rule as to Use of Form 13F. CLUNE & ASSOCIATES, LTD. Jan 1, 2025 · 2025 SEC Regulatory Deadlines for Investment Advisers The filing deadlines are listed below in chronological order, with additional details of RIA form and filing obligations toward the end. receive the next business day’s filing date (except Schedules 13D and 13G, Section 16 filings and Rule 462(b) registration statements, which receive the actual filing date). Institutional investment managers (“Managers”) must use Form 13F for reports to the Commission required by Section 13(f) of the Securities Exchange Act of 1934 [15 U. S. See Form 13F Online Workstation N-PX: August 31 for the reporting year ended 6/30. Jan 1, 2024 · Once an amendment has been filed showing change of ownership below 5%, no additional filings are needed. See Form N-PX Online Workstation coming soon! *If the filing deadline date falls on a weekend or holiday, then the filing deadline is moved forward to the next business day. 2025 SEC Filing Calendar Deadlines Included below are the deadlines for filing certain reports required under the Securities Exchange Act of 1934, as amended, with the Securities and Exchange Commission. For weekends and SEC holidays, the filing deadline is the next business day. Discover filing details, key insights, and issues affecting transparency. Jun 23, 2022 · Please note that from September 19, 2022 until the February 28, 2023 compliance date, Form 13F filers have the option, but are not required, to submit Form 13F confidential treatment requests electronically on EDGAR under form type 13F-CTR or 13F-CTR/A, as applicable. 14, 2025. Dates reflect the deadlines for companies with a December 31st fiscal year end. Further amendments must be made to Form 13H promptly following the end of any calendar quarter in which any information in the Form becomes inaccurate for any reason. *Reflects filing date falling on a weekend or federal holiday, which extends the iling deadline to the next business day. 1 2 3 4 5 … Next › Last » Aug 23, 2025 · Form 13F is a quarterly filing, meaning institutional investment managers must submit it four times a year. Jan 1, 2024 · Due by the end of the second business day after the transaction. Each filing is due within 45 days after the end of a calendar quarter. 2025 SEC Filing Deadlines The calendar below reflects SEC filing deadlines for companies with a fiscal year ending December 31, 2024. Feb 3, 2025 · Publication Important Dates and Reminders for Investment Advisers, Exempt Reporting Advisers, Commodity Trading Advisors and Commodity Pool Operators February 03, 2025 2024 SEC Filing Calendar Deadlines Included below are the deadlines for filing certain reports required under the Securities Exchange Act of 1934, as amended, with the Securities and Exchange Commission. Learn about the importance of filing Form 13F and how it impacts your firm's operations. Due 45 days following the end of the calendar year and within 10 days of the end of the calendar month if acquired more than 10%. 13f-1] thereunder. MARYLAND CAPITAL ADVISORS INC. ioLatest 13F and NPORT Filings All hedge funds or institutions that manage over $100M are required by the SEC to file quarterly reports on their holdings. SECUREX provides complete SEC EDGAR solutions to public corporations on time. Berkshire Hathaway Inc reported 41 holdings with total value $258 B as of Q2 2025. , by May 15, August 14 and November 14. j5x52 6k 48bm fgakd q2 k2rfob hp0ii mv a6czt iou